Auditing

Introduction

A health and safety audit is a systematic review of an organization’s health and safety policies, procedures, practices, and systems. It is not an inspection. An audit verifies if the workplace complies with relevant health and safety laws, regulations, and best practices, and identifies areas where improvements can be made to prevent incidents, injuries, and illnesses. There are many different types of audits and different standards to audit against. One thing that audits should not be, is the “blame-game”.

Types of Audits

Standards

ISO – International Organization of Standardization

  • ISO 14001 – Environmental Management Systems
  • ISO 45001 – Occupational Health and Safety Management Systems
  • ISO 9001 – Quality Management Systems
  • Certificate of Recognition (COR/SECOR)

Continuous Improvement

The fundamental reason of auditing is Continuous Improvement of an organization. The Plan-Do-Check-Act (PDCA) cycle is an important cycle of Continuous Improvement used in Health and Safety Programs.

What will be audited in a Health and Safety audit?

A variety of items will be audited in a standard Health and Safety audit. In most audits, these six major elements will be assessed:

  1. Written Health and Safety policies, that are current, signed by management and effectively communicated to employees.
  2. Orientation, Training and means of assessing competency at intervals appropriate to the organization and work.
  3. Procedures, such as Safe Job Procedures, Job Hazard Analyses, hazard assessments, etc.
  4. A system to monitor, measure and evaluate the procedures.
  5. Consequences for non-compliance, and corrective action planning.
  6. A means of receiving feedback or input from employees.

COR and SECOR audits

Many provinces and territories strive to meet the Certificate of Recognition (COR) and Small Employer Certificate of Recognition (SECOR) standard. This important standard has a specific auditing tool, based on the province. Some of the topics that may be assessed include, but are not limited to:

  • Management Commitment
  • Public, Visitors and Contracted Employers
  • Health and Safety Committees / Health and Safety Representatives
  • Training
  • Hazard Assessment
  • Hazard Control
  • Inspection & Maintenance
  • Emergency Response
  • Investigations
  • Program Administration

Audit Validation Techniques

Information is validated through various techniques to aid the auditor in finding and establishing evidence to support data. Some techniques to support findings include:

Interview

Interviewing all levels of employees with a set of provided questions.

Documentation

Reviewing documentation, such as an HSE Manual, Safe Work Practices and completed documents

Observation

Visiting the worksite, shop and office facilities to observe work being completed.

Benefits of Auditing

Conducting a health and safety audit on an organization provides numerous benefits, both in terms of ensuring compliance and enhancing overall organizational performance. Some key benefits include:

Compliance with Legal Requirements

• Verifies if the organization meets national and local health and safety laws and regulations.
• Helps avoid legal penalties, fines, and potential lawsuits resulting from non-compliance.

Risk Management

• Identifies potential hazards and risks in the workplace.
• Helps implement measures to mitigate these risks, reducing the likelihood and consequence of incidents and injuries.

Improved Employee Safety and Health

• Creates a safer working environment, reducing the occurrence of workplace injuries and illnesses.
• Promotes a culture of safety, leading to higher employee morale and job satisfaction.

Cost Savings

• Reduces costs associated with workplace accidents, including medical expenses, compensation claims, and downtime.
• Lowers insurance premiums due to a better safety record.

Enhanced Reputation

• Demonstrates a commitment to employee welfare, enhancing the organization's reputation among stakeholders, including employees, customers, and the community.
• Attracts and retains talent by showing that the organization values its employees' health and safety.

Operational Efficiency

• Identifies inefficiencies and areas for improvement in safety procedures, leading to better resource utilization.
• Minimizes disruptions caused by accidents or unsafe practices, ensuring smoother operations.

Continuous Improvement

• Provides a benchmark for current safety performance, helping to set goals for improvement.
• Encourages ongoing evaluation and enhancement of safety practices and policies.

Regulatory Preparedness

• Prepares the organization for inspections by regulatory bodies.
• Ensures that documentation and procedures are in place and up to date, reducing the stress and disruption of unannounced inspections.

Employee Engagement and Involvement

• Engages employees in the audit process, fostering a sense of ownership and responsibility towards workplace safety.
• Encourages reporting of hazards and participation in safety programs.

Better Data and Decision-Making

• Provides detailed insights and data on the effectiveness of current safety measures.
• Informs decision-making and prioritization of safety initiatives based on evidence and audit findings.

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Summary

In summary, health and safety audits are a proactive approach to managing workplace risks, ensuring compliance, and fostering a culture of safety. These audits not only protect employees but also contribute to the overall success and sustainability of the organization.

How we can help

Our team of experts can conduct gap analyses or audits to many different standards, including ISO, COR and SECOR. We can help develop programs, documentation and training that meet the requirements, support the growth and continuous improvement of your organization. Reach out to a team member to see how we can help.

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